Global leader
UBS is a world-leading wealth manager
If you’re like most business owners and entrepreneurs, a substantial portion of your family wealth is invested in your company. This comes with its own unique challenges. We bring an experienced perspective and level of understanding of the complex opportunities and challenges that come at each stage of the business life cycle. Are you optimizing the value of your company—and potentially your next venture? Our involvement in the very early stages of your business planning can add important insight into helping you build, grow and exit strategically.
John was selected by UBS Wealth Management to join the highly competitive Graduate Training Program (GTP). Through this program, John developed skillsets in comprehensive wealth planning and investment management. As a partner of The Somerset Hills Group, John provides insight in asset allocation, wealth transfer, investment strategies, tailored lending, and risk management. Entrepreneurs, professionals, millennials, and corporate executives rely heavily on John during a major liquidity event, which John tailors to each individual's investment goals, risk tolerance, and time horizon. John is a graduate of Bucknell University where he was captain of his lacrosse team. He resides in New York City and enjoys fishing and playing golf in his spare time.
Mike joined the team in early 2020 as a financial advisor having spent the previous three years with UBS Private Wealth Management as a senior wealth strategy associate. In his role as a Financial Advisor and as a CERTIFIED FINANCIAL PLANNER™, Mike works with clients to surface their most important goals and helps to provide solutions using the full capabilities of the firm. His foundation in planning helps to guide clients using a business plan approach to their overall financial picture. Mike has worked with financial professionals, entrepreneurs, millennials, and next gen clients to achieve their long-term goals.
Mike is a graduate of Harvard University where he was co-captain of the hockey team. He currently lives in Manhattan with his wife and daughter.
Stephanie joined the team in 2021 from Morgan Stanley Private Wealth Management. Her role as a Registered Client Service Associate allows her to handle all client related requests. Her passion lies in giving customers the best client experience possible. Prior to her experience in Wealth Management, she spent 12 years at White Mountain Capital LLC where she worked as a Supervisor of the Equity Trading desk. Her responsibilities included trading, asset allocation, position tracking, and overseeing the team's daily operations.
Stephanie is a graduate of Fairfield University and lives in Manhasset, NY with her husband and three boys.
John was selected by UBS Wealth Management to join the highly competitive Graduate Training Program (GTP). Through this program, John developed skillsets in comprehensive wealth planning and investment management. As a partner of The Somerset Hills Group, John provides insight in asset allocation, wealth transfer, investment strategies, tailored lending, and risk management. Entrepreneurs, professionals, millennials, and corporate executives rely heavily on John during a major liquidity event, which John tailors to each individual's investment goals, risk tolerance, and time horizon. John is a graduate of Bucknell University where he was captain of his lacrosse team. He resides in New York City and enjoys fishing and playing golf in his spare time.
Mike joined the team in early 2020 as a financial advisor having spent the previous three years with UBS Private Wealth Management as a senior wealth strategy associate. In his role as a Financial Advisor and as a CERTIFIED FINANCIAL PLANNER™, Mike works with clients to surface their most important goals and helps to provide solutions using the full capabilities of the firm. His foundation in planning helps to guide clients using a business plan approach to their overall financial picture. Mike has worked with financial professionals, entrepreneurs, millennials, and next gen clients to achieve their long-term goals.
Mike is a graduate of Harvard University where he was co-captain of the hockey team. He currently lives in Manhattan with his wife and daughter.
Stephanie joined the team in 2021 from Morgan Stanley Private Wealth Management. Her role as a Registered Client Service Associate allows her to handle all client related requests. Her passion lies in giving customers the best client experience possible. Prior to her experience in Wealth Management, she spent 12 years at White Mountain Capital LLC where she worked as a Supervisor of the Equity Trading desk. Her responsibilities included trading, asset allocation, position tracking, and overseeing the team's daily operations.
Stephanie is a graduate of Fairfield University and lives in Manhasset, NY with her husband and three boys.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
What’s really important to you—today and for the long term? Our approach starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
Time frames may vary. Strategies are subject to individual client goals, objectives and suitability. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
As a highly successful executive, you’ve achieved a certain level of professional accomplishment, and obtaining the right personal wealth management advice becomes an even greater priority. Our team can simplify the complexity of your financial world, identify an appropriate strategy, and ultimately help you enhance and preserve your success, today and for many years to come.
Given our experience helping entrepreneurs and founders launch, evolve and exit their companies, we believe our advice can add value at every stage. It can take as long as five years or more to exit a business, so connecting now to address critical pre-liquidity and estate planning considerations can positively impact your long-term goals and the next generation, post-sale.
For investors under 40, your wealth is on the rise. That's why the right financial advice is more critical than ever—it all starts with careful and comprehensive planning. We're here to help make sure your impact rises right along with you. The sooner you get started, the more your money can work for you. For your family. For the world.
Mountain Top Advisory Group provides business and career advice to an exclusive group of professional athletes who are committed to being personally successful and financially secure during and after their playing careers.
Your submission was unsuccessful.
Global leader
UBS is a world-leading wealth manager
$5+ trillion
In invested assets globally
As of 11/07/2023
#1
Global Equity Research
Institutional Investor, 2021 Global Rankings
Your message has been successfully submitted.
Your submission was unsuccessful.